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A Critique: The Origins and Divisions
of the Red Guard Movement, 1966-1968
Xiaowei Zheng
The origins and divisions of the Red Guard Movement are an old but still debated topic. There are two major theories concerning this
topic. The sociological interpretation argues
that the Red Guard organization was established and later divided into factions
because of student competition in the school system before the Cultural
Revolution; the political interpretation, on the other hand, argues that it was
due to different responses to vague political signals, i.e., the divergent attitudes
to Liu Shaoqi’s work teams in the first several months of the Cultural
Revolution, that forced students into opposed groups. These two arguments formed mainly because of their
focus on different groups of people and emphasis on different aspects of the
same matter.
In this paper, I will evaluate
and analyze these two theories, examining the sources of these two interpretations
and how they built their arguments using these sources. Also, I am going to examine the conceptual
tools they applied. Since both theories base
arguments on research in different cities and time periods, a brief overview tracing
the whole sequence of events is crucial.
A Brief Chronology
The Establishment of the Red Guard: May to July, 1966
On the night of
In the universities, students
had been mobilized before Liu Shaoqi’s work teams entered the respective campuses. Starting on
In sum, in this first phase
of the Red Guard Movement, only the students of
Red Guard Factions in Universities and Middle Schools: August to
December, 1966
In the universities, students’
different attitudes toward the introduction of work teams led to the formation
of opposing factions. However,
University students were divided
because of their strongly different attitudes toward the already withdrawn work
teams and the Cultural Revolution Preparation Committee that the work teams had
helped to establish. In universities the
formation of the Red Guards was also the beginning of factionalism. On August 1st and August 2nd,
the first pair of antagonistic university Red Guard organizations was
established at the Beijing Construction Institute.[7] Soon, in early August, most of the
universities developed two factions of Red Guards.[8] The one that supported the work teams were
“conservative” Red Guards, while the other that opposed the work teams were “rebels”. Gradually, the rebel Red Guards were winning in
the universities.
As for the middle schools outside
The Development of the Red Guard Factions: After January, 1967
With their parents being, or
on the verge of being purged, the high level cadre students sensed the urgent
political situation. To maintain their
power and prestige, they undertook a last stand of counterattack—United Action
(Liandong). However, Liandong was
devastated at the end of 1966, and those old Red Guards leaders who had
initiated the movement were put into prison.
It was only after the fall of Liandong in the spring of 1967 that the
students who had been excluded from the Red Guard organizations began to
organize their organizations 4.3 and 4.4.[11]
Around this time,
In universities, after the rebels controlled the
school, students within the rebels began to form independent groups. Just as Hinton’s description of Qinghua University
suggests, these groups did not differ from each other in their principles or
rhetoric that they followed, nor was there a class background determining the
composition of the groups; it was just egoism that led them to fight.[12] This fighting continued till the workers
propaganda team entered the campuses.
The Development of the
Sociological Interpretation
The sociological
interpretation can be traced to 1970 when Dai Hsiao-ai and Liu Guokai wrote
their memoirs right after the Red Guard movement. Both memoirs indicate a class line
interpretation. Liu Guokai, as a son of
a “middle class” functionary, joined the rebel Red Guards to break the
dominance of the privileged in the unequal social system.[13] While Dai Hsiao-ai, as a five-red-class
worker, also joined the rebel groups; in his memoir, however, he also clearly
realizes how the famous bloodline couplet had changed and formalized the Red
Guard organizations.[14] These memoirs keep reminding us of the
importance of the blood theory, indicating its factual influence in people’s
life.
In the 1970s when Red Guard
materials were highly insufficient, foreign scholars began their theoretical
speculations of this movement, seeking to find a conceptual tool in understanding
it. One article by Hiroki Kato
represents the speculations of this time.
In this article, he argues that in order to find the origins of the Red
Guard movement, it is possible and essential to separate it as a certain event
from the larger movement, the Cultural Revolution. The Red Guard movement “has its own meaning
in and of itself.”[15]
By separating it from the changing
political circumstances, he believes that the actions of the Red Guard were
under a rationale that can interpret the madness of these young people. In this way, he traces the rationale in the
Communist Youth League (CYL) which “furnished opportunities for young Chinese
to express their energy, idealism, and concerns;” and the education system
where “the political and social concerns of Chinese youth were expressed.” The very high percentage of children from the
five-black-class in higher education before the Cultural Revolution discouraged
those five-red-class students who were supposed to have more benefits, and put
them on the defensive.[16] Moreover, the recruitment of many other
classes in the CYL exacerbated their despair.
Consequently, all this pre-Cultural Revolution despair put the
five-red-class on the defensive and they began the Cultural Revolution. Being surprised about how early this
educational institutional perspective was proposed, one has to say that to a
large degree, the arguments offered by later empirical studies in the 1980s were
still based on this conceptual tool, but did not surpass it.
Following this institutional
conceptual tool, “the definitive English-language contributions of the 1980s
were based exclusively on interviews with former high-school Red Guards in
Unger’s sixth chapter of Education under Mao has a similar
argument. He argues that after recognizing
the intense struggle in the school system, one can easily understand the
movement and the pattern. He points to
the fact that, first, in the initial phase of the movement in middle schools, students
with military and high cadre family background took over the leadership of the
student body. They were opposed to the
“emphasizing performance” movement of Peng Zhen. The Cultural Revolution offered them new
opportunities to give vent to the tensions aroused in previous years. For example, on
Focusing on the Red Guard
instead of education, Rosen actually provides a very detailed study of the Red
Guard movement. First, Rosen differs
from Unger and Chan in that he traces the sequence of how the movement was
formed. He particularly notices the
behavior of those students who had a good background but joined the rebels, but
unlike Unger, he treats it as a trade-off among different groups under the new
political circumstance. Second, he
notices the different timing when the bloodline theory worked, i.e., in the
first and the last phase in
However, in his conclusion,
Rosen ignores all the above considerations of the movement in different areas
and periods, and falls into a generalized sociological explanation made in his
earlier jointly written paper: “our evidence from the rest of urban
Political Interpretation
The overgeneralization of the
“sociological” perspective indeed undermines Rosen’s efforts in positioning
timing, geography, and a detailed analysis in his argument, thus failing to
account for the dynamics of the Red Guard movement. This then becomes the point where Walder
attacks this perspective. Walder argues
that factions emerged when student activists from similar social background
responded differently to the political signals.
It was these initial responses that made students split into the opposing
sides, which exposed them to unforeseen risks when the movement took
unpredictable turns.[22] The division was rooted in the political
interactions in the early phase of the conflict, but not in the group interests
of different social divisions. Factions
struggled to justify earlier actions and avoid being wretched political
victims.
Based on the materials in
In addition, Walder fails to
explain the behavior of
Therefore, the old structure,
though implicit, still formed a habitus so that people’s behavior could not be
explained solely by their political rationality to follow the signals. The structure that was established before the
Cultural Revolution indeed played a role in determining their actions. Walder said, “Social position can be a guide
to political action only to the extent that there is continuity and coherence
in circumstances when people conceive the consequences of their actions.”[25] However, the habitus actually made the
students behave in an unconscious way.
Conclusion
In my view, the sociological
interpretation and the political interpretation had more similarities than
differences: both noticed the important role of the work teams in determining
the university students’ choices; and, even Walder notices that blood line had
its role in the movement. In addition, both Rosen and Walder mentioned the
important political circumstances that made the factions disappear or survive.
Both of them have a problem
in overgeneralizing their arguments. Walder,
who successfully explains the factions in the universities, does not succeed in
making sense of the
Another very disappointing
similarity is the failure of both to improve on the conceptual tools. When understanding the bloodline, as a
political label, they all equalize it with social status. Using Walder’s words, it is a “politically
shaped social class.” However, the same
social class also includes different economic status, a very important dimension
that could determine one’s reaction and the social resources one could depend
on when a crisis occured. Actually, in recent
studies scholars have improved their conceptual tools when analyzing these
factors, just as Zang Xiaowei did in his Children
of the Cultural Revolution.
In his studies on children’s
lives in Maoist China, Zang relies on four concepts: class, caste, adaptation
and subgroup. For him, class is the
analytical foundation. He defines it in
terms of income, occupational prestige and social status: “These three elements
constitute an important dimension of social stratification with profound impact
on political behavior.”[26] And Zang asked: “what is the relation of
socioeconomic status and political behavior?”[27] Caste is defined by Zang according to family
political status, i.e., the five good classes, five black classes and the middle
classes. Zang chooses this word because
it is “inheritable and an important determinant in employment, education,
marriage.”[28] Though other scholars adopted the Chinese
usage of good class and bad class, Zang still thinks that the distinction
between caste and social economic class is important. His third concept is crisis and adaptation: “Crisis
challenges customary interpretations of relation…and brings about a disruption
of habitual ways of life, gives stimuli that arouse consciousness of self and
others;” adaptation “involves a redefinition of self and others, the
clarification of life goals and struggles to achieve control over outcomes…The
adaptive potential also refers to the resources he or she can mobilize in
dealing with a particular habit.”[29] Finally, Zang adopts the concept of subgroup
in the assessment of variations in family life and political behavior in the Cultural
Revolution. Subgroups are formed by
dividing Chinese families within each political status category (i.e., the
blood line) into different socioeconomic groups with three subgroups, upper,
middle, and lower, within each caste. Thus,
the use of “subgroup” enables one to see how socioeconomic status and political
status were associated and determined one’s life.
This inclusion of the
economic dimension and adaptation into our analysis is crucial. In the Cultural Revolution, Chinese people neither
lived according to the political caste they belonged to, nor the changing political
situations they faced. In other words, people’s
lives were not simply determined by their bloodline labels, but were more
determined by their economic situations; also, people did not just try to
adjust to political circumstances like mere careerists, but many of them had the
self-consciousness. There were
clear-headed people, who thought, lived and acted in a sober way. These were people who dared to criticize and
think critically. All these factors
affected their choices and life.
Presently, the conceptual
tools concerning the factionalism debate are still quite undeveloped. Moreover, both the sociological and the
political interpretation generalize their own partial truth and ignore other
parts of the story. The study of the Red
Guard still needs more advanced conceptual tools and more careful examination
of the historical materials.
References
Bennett, Gordon A., Ronald
N. Montaperto.
Red Guard: The Political Biography
of Dai Hsiao-ai.
Chan, Anita,
Hinton, William. Hundred
Day War: The Cultural Revolution at
Kato, Hiroki. “The Red Guard Movement: Its Origin.” Asian Forum 5, no. 2 (1973): 79-110.
Liu, Guokai.
Ed. Anita Chan. A Brief Analysis of the
Cultural Revolution. Armonk: M.E.
Sharpe, Inc, 1987.
Rosen, Stanley. Red
Guard Fac).
Unger, Jonathan. Education
Under Mao: Class and Competition in Canton Schools, 1960-1980.
Walder, Andrew G. “
Zang, Xiaowei.
Children of the Cultural Revolution.
© Copyright 2003. All rights reserved.
Return to List of Cultural Revolution Essays
[1]
[2] Jiang, 11.
[3] Jiang, 17-19.
[4] Especially in the elite schools, such as
Girls’ School Affiliated to the
[5] For example,
[6] The three proclamations are: to rebel is
justified, work teams are revisionists, and it was necessary to destroy old
thoughts, culture, and habits. Jiang,
34.
[7] Jiang, 44.
[8] Jiang, 44.
[9] Rosen, 112.
[10] Rosen, 112-113.
[11] Jiang, 180.
[12] William Hinton, Hundred Day War: The Cultural Revolution at
[13] Liu Guokai, Ed. Anita Chan. A Brief Analysis of the Cultural Revolution. (Armonk: M.E. Sharpe, Inc, 1987).
[14] Bennett, Gordon A., Ronald N.
Montaperto. Red Guard: The Political Biography of Dai Hsiao-ai. (Gloucester, Mass: Anchor Books, 1980.)
[15] Hiroki Kato, “The Red Guard Movement: its
Origin”, Asian Forum vol. 5 no. 2
(1973) 81.
[16] One figure of July 1966 showed that more
than 50 percent of the college students of
[17] Andrew G. Walder, “
[18] Anita Chan,
[19] Jonathan Unger, Education Under Mao: Class and Competition in Canton Schools, 1960-1980.
(New York: Columbia University Press, 1982), 112.
[20] Chan, Rosen and Unger, 435.
[21] Ibid, 398.
[22] Walder, 437.
[23] Jiang, 19.
[24] Walder, 455.
[25] Walder, 463.
[26]
Zang Xiaowei, Children
of the Cultural Revolution (
[27]. Zang, 6.
[28] Zang, 7.
[29] Zang, 7-8